Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Smith is a financial advisor with J.p. Morgan Securities LLC. William is registered with FINRA and the state of Colorado and has a Series 63, Series 86, Series 87, and SIE license. William has been in the industry since February 15, 2023. J.p. Morgan Securities LLC is a well-established firm with a strong track record of providing financial advice to individuals, businesses, and institutions. The firm has offices in New York City and a nationwide presence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
02/16/2023 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
BC
Issued 04/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/29/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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