Unclaimed
William Becker is a registered representative with iCapital Markets LLC, located in New York, NY. William has been in the securities industry since August 2019. William holds the Series 7TO, Series 63 and SIE licenses. Prior to iCapital Markets LLC, William worked at SIMON MARKETS LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Icapital Markets LLC (NEW YORK NY)
NY
08/06/2019 - 12/01/2023
SIMON MARKETS LLC (New York NY)
BC
Issued 08/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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