Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Chan has been an active financial advisor for over 20 years, beginning his career in 1998. William is currently registered with Citigroup Global Markets Inc. in California. He is also registered as an investment advisor representative (IAR) in California. William has experience with both brokerage and advisory services and has worked with various clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. William specializes in providing financial planning, asset allocation advice, and portfolio management for individuals and businesses. William is committed to providing personalized financial advice to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/11/2011 - Present
Citigroup Global Markets Inc. (ROWLAND HEIGHTS CA)
CA
02/03/2010 - 02/28/2011
UNIONBANC INVESTMENT SERVICES, LLC (CITY OF INDUSTRY CA)
CA
05/29/2007 - 02/04/2010
CITIGROUP GLOBAL MARKETS INC. (CITY OF INDUSTRY CA)
CA
04/23/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (CITY OF INDUSTRY CA)
CA
02/01/2002 - 05/03/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
01/07/2002 - 01/08/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/07/2002 - 01/08/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
07/31/2000 - 12/31/2000
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
06/07/2000 - 07/31/2000
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
AZ
08/27/1998 - 11/17/1998
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 06/26/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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