Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sherman Timmons is a registered representative with Bofa Securities, Inc. William has been in the financial industry since 1997 and has a broad range of experience with several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Neuberger Berman LLC. William has held various roles, and has extensive knowledge of the financial markets. William holds FINRA Series 63, 66, 7 and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
MO
05/10/2019 - Present
Bofa Securities, Inc. (CLAYTON MO)
NY
05/09/2016 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
07/03/2012 - 05/09/2016
J.P. MORGAN SECURITIES LLC (CLAYTON MO)
NY
03/11/2011 - 02/14/2012
NEUBERGER BERMAN LLC (NEW YORK NY)
CA
07/01/2009 - 02/14/2012
NEUBERGER BERMAN MANAGEMENT LLC (LOS ANGELES CA)
CA
09/02/2008 - 07/01/2009
NEUBERGER BERMAN LLC (LOS ANGELES CA)
NY
10/03/2007 - 06/23/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
06/28/2006 - 06/25/2007
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
12/18/1998 - 06/08/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/13/1997 - 12/18/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
10/03/1991 - 07/17/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/20/1991 - 10/09/1991
BARING & BROWN, INC.
BOTH
Issued 11/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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