Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shepard Nuckols is a financial professional with over 20 years of experience in the industry. Currently, William works as a registered representative for Stonex Financial Inc., and Stonex Outsourced Services LLC. Prior to that, William was a registered representative for SA Stone Wealth Management Inc., Instinet, LLC, and Equitec New York, LLC. William holds multiple licenses including Series 3, 4, 7, 24, 55, 57TO, 62, 63, and 66. William is licensed in California, Connecticut, Florida, New York, and Utah. William specializes in financial services, securities, and trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
04/21/2022 - 08/04/2022
SA STONE WEALTH MANAGEMENT INC. (NEW YORK NY)
NY
06/11/2007 - 07/18/2016
INSTINET, LLC (NEW YORK NY)
IL
01/03/2007 - 06/06/2007
EQUITEC NEW YORK, LLC (CHICAGO IL)
IL
02/22/2005 - 06/06/2007
EQUITEC PROPRIETARY MARKETS, LLC (CHICAGO IL)
IL
02/22/2005 - 06/06/2007
EQUITEC SPECIALISTS, LLC (CHICAGO IL)
NY
09/09/2004 - 12/06/2004
UBS SECURITIES LLC (NEW YORK NY)
CA
10/21/2003 - 08/25/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
09/03/2003 - 10/21/2003
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
NY
09/30/2002 - 01/14/2003
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 06/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/14/2004
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/22/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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