Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shea Wattel is a registered representative with B. Riley Wealth Management, based in Westbury, NY. William has been in the securities industry since 1982, holding previous roles with National Securities Corporation, Newport Coast Securities, Inc., Basic Investors Inc., Institutional Equity Corporation and William M. Cadden & Co., Inc. William holds Series 7 and SIE licenses and is registered in Connecticut, Florida, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/22/2022 - Present
B. Riley Wealth Management (WESTBURY NY)
NY
03/15/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
10/31/2008 - 03/25/2013
NEWPORT COAST SECURITIES, INC. (WESTBURY NY)
NY
08/03/2000 - 10/27/2008
BASIC INVESTORS INC. (MELVILLE NY)
TX
11/13/1989 - 08/08/2000
INSTITUTIONAL EQUITY CORPORATION (DALLAS TX)
NA
01/29/1988 - 12/13/1989
WILLIAM M. CADDEN & CO., INC.
NY
06/23/1982 - 02/02/1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC. (LEVITTOWN NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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