Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shannon Gardner is a financial advisor with over 25 years of experience in the industry. William has held various roles at several firms, including Securities America, Inc., KMS Financial Services, Inc., and Raymond James Financial Services, Inc. Currently, William is associated with LPL Financial LLC. William has a diverse range of experience and holds various licenses and certifications, including Series 7, Series 24, Series 51, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/14/2024 - Present
LPL Financial LLC (SPRING HILL FL)
FL
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (Spring Hill FL)
FL
08/31/2015 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (Spring Hill FL)
FL
02/24/2006 - 09/01/2015
SIGNATOR FINANCIAL SERVICES, INC. (SPRING HILL FL)
FL
08/22/2002 - 03/02/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (SPRING HILL FL)
NY
02/11/1999 - 08/22/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
03/13/1998 - 02/16/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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