Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Shalom Stein is a financial advisor who has been in the industry since 2003. He is currently registered with Truist Securities, Inc., and is licensed in 52 states. William has previously worked at Credit Suisse Securities (USA) LLC, Salomon Brothers Inc., and Smith Barney Inc. William is dedicated to providing his clients with personalized financial advice and strategies to help them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/23/2012 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
09/02/2004 - 08/01/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/29/1997 - 03/03/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/15/1996 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 09/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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