Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Scott Wagner is a registered representative with Northwestern Mutual Investment Services, LLC. William has been in the financial services industry since April 19, 2014. William has held previous positions with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO FUNDS DISTRIBUTOR, LLC. William has earned his Series 63, Series 24, SIE and Series 7 licenses. William is registered to conduct business in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
08/27/2021 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
01/24/2017 - 07/02/2021
WELLS FARGO CLEARING SERVICES, LLC (MILWAUKEE WI)
WI
02/05/2014 - 01/04/2017
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BC
Issued 02/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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