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William Scott Malak

Nylife Securities LLC

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About William Scott Malak

William Malak is a financial professional with over a decade of experience in the financial services industry. William is currently registered with Nylife Securities LLC and has a Series 6, 63, 6TO, 26 and SIE. William has held previous registrations with Mutual of Omaha Investor Services, Inc. and Country Capital Management Company. William's focus is on providing personalized financial advice and investment strategies to individuals and families.

Firm Information

William Malak is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Malak’s Registration & Firm History

IL

02/06/2024 - Present

Nylife Securities LLC (DEERFIELD IL)

IL

05/17/2012 - 04/06/2018

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (MOKENA IL)

IL

12/02/2009 - 12/15/2010

COUNTRY CAPITAL MANAGEMENT COMPANY (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/05/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 02/06/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/09/2023

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for William Scott Malak. Review regulatory record here.
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