Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William scott? Claim Your ProfileWilliam scott Jeffery is a financial advisor with Wells Fargo Securities, LLC. William scott Jeffery has been in the financial industry since 1998. William scott Jeffery is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 6, Series 22, Series 52, Series 82, Series 99, and SIE licenses. William scott Jeffery has worked previously with BOFA Securities, Inc., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LAZARD CAPITAL MARKETS LLC, LEHMAN BROTHERS INC., and RAYMOND JAMES & ASSOCIATES, INC. William scott Jeffery is registered in 53 states and is active with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/24/2021 - Present
Wells Fargo Securities, LLC (SAN FRANCISCO CA)
CA
05/10/2019 - 05/18/2021
BOFA SECURITIES, INC. (SAN FRANCISCO CA)
CA
07/18/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
09/04/2008 - 06/07/2011
LAZARD CAPITAL MARKETS LLC (SAN FRANCISCO CA)
CA
09/08/1999 - 08/25/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
FL
11/21/1997 - 08/23/1999
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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