Unclaimed
William Druckemiller is an active financial advisor with Wells Fargo Securities, LLC based in Charlotte, North Carolina. William Druckemiller has been in the financial services industry since 1999 and has a strong background in investment banking and operations. William Druckemiller holds a variety of licenses and certifications, including Series 7, 9, 10, 63, 79TO and 99TO. Prior to joining Wells Fargo Securities, LLC, William Druckemiller worked for Goldman Sachs & Co., Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Brownco, LLC and TD Waterhouse Investor Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/23/2017 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
UT
05/23/2011 - 03/22/2017
GOLDMAN, SACHS & CO. (SALT LAKE CITY UT)
UT
06/01/2009 - 04/18/2011
MORGAN STANLEY SMITH BARNEY (SOUTH JORDAN UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
10/24/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
MA
08/29/2005 - 06/12/2006
BROWNCO, LLC (BOSTON MA)
NE
04/23/1999 - 09/01/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 06/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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