Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Schultz is a financial advisor with over 10 years of experience in the financial services industry. William is currently registered with Truist Advisory Services, Inc. in Pennsylvania. Previously, William was employed at Wells Fargo Clearing Services, LLC, TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and ING Financial Partners, Inc. William holds a Series 3, 6, 7, 9, 10, 24, 63, and 65 license. William is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/20/2021 - Present
Truist Advisory Services, Inc. (NEWTOWN PA)
PA
01/16/2018 - 04/19/2021
WELLS FARGO CLEARING SERVICES, LLC (JENKINTOWN PA)
NE
07/21/2016 - 01/11/2018
TD AMERITRADE, INC. (OMAHA NE)
NC
03/30/2011 - 06/28/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
PA
07/16/2010 - 02/24/2011
ING FINANCIAL PARTNERS, INC. (PHILADELPHIA PA)
IA
Issued 9/1/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/2/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/2/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/24/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 7/14/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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