Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Davis is a financial advisor with over 25 years of experience in the industry. William is currently registered with J.p. Morgan Institutional Investments Inc. William has previously worked with JPMorgan Distribution Services, Inc., Nuveen Investments, LLC, Dreyfus Service Corporation, Van Kampen Funds Inc., Van Kampen American Capital Distributors, Inc., and Smith Barney Inc. William holds the Series 7, Series 63, Series 24 and SIE licenses. William is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/03/2011 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
OH
05/10/2010 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
IL
09/02/2004 - 04/06/2010
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
NY
01/03/2003 - 08/06/2004
DREYFUS SERVICE CORPORATION (NEW YORK NY)
IL
10/21/1998 - 11/26/2002
NUVEEN INVESTMENTS (CHICAGO IL)
TX
04/10/1997 - 08/27/1998
VAN KAMPEN FUNDS INC. (HOUSTON TX)
TX
01/04/1996 - 01/19/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
NY
01/23/1995 - 10/30/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 04/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Davis is the right advisor for you? Invested Better is here to help.
