Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Scarr Shefte is a financial professional with over 20 years of experience in the industry. William has worked for various firms, including Securities America, Inc., Centaurus Financial, Inc., and SPC. William is currently registered as a Registered Representative and Investment Advisor Representative with SPC, where William provides financial planning and portfolio management services to individuals, businesses, and retirement plans. William holds the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
NC
01/11/2018 - Present
SPC (CHARLOTTE NC)
NC
01/04/2016 - 12/31/2017
CENTAURUS FINANCIAL, INC. (CHARLOTTE NC)
NC
08/27/2014 - 11/16/2015
SECURITIES AMERICA, INC. (CHARLOTTE NC)
FL
07/01/2003 - 08/25/2014
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
NC
05/17/2002 - 06/18/2003
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
DE
10/08/2001 - 03/06/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
03/01/2001 - 09/12/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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