Unclaimed
William Sangree is a registered representative with Rabo Securities USA, Inc. located in New York, NY. William has been in the securities industry since 2012. William has passed the Series 7, Series 63 and SIE exams. Prior to Rabo Securities, William was employed by TD Securities (USA) LLC and R. Seelaus & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/07/2022 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
01/06/2014 - 02/18/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/29/2012 - 04/03/2013
R. SEELAUS & CO.,INC. (CHATHAM NJ)
BC
Issued 02/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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