Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Samuel Thompson iii is an investment advisor representative with Beacon Pointe Advisors, LLC, a registered investment advisor with offices in Newport Beach, CA. William has over 20 years of experience in the financial services industry, previously working with firms like Citigroup Global Markets Inc., Cambridge Associates, and Litman Gregory Asset Management, LLC. William holds a Series 3, Series 7, Series 55 and Series 63 securities licenses as well as a Series 65 Investment Advisor Representative license. William specializes in providing financial planning, investment management, and consulting services to individuals, families, businesses, and non-profits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/13/2023 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
NY
10/02/2001 - 02/07/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/05/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure William Thompson iii is the right advisor for you? Invested Better is here to help.
