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William Samuel Kazman

Finalis Securities LLC

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About William Samuel Kazman

William Samuel Kazman is a financial professional with a strong track record of success in the securities industry. William has been actively licensed and registered in the industry since 2018 and holds several licenses including Series 63, SIE, Series 79, and Series 82. William currently works with Finalis Securities LLC in New York, NY and has previously been employed by STILLPOINT CAPITAL, LLC. William has extensive knowledge and experience in investment banking and private securities offerings. William is dedicated to helping clients reach their financial goals and providing them with sound financial advice.

Firm Information

William Kazman is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Kazman’s Registration & Firm History

NY

05/27/2021 - Present

Finalis Securities LLC (New York NY)

FL

02/13/2018 - 05/25/2021

STILLPOINT CAPITAL, LLC (TAMPA FL)

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Licenses & Designations

BC

Issued 12/20/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/06/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/13/2018

Series 82 - Limited Representative-Private Securities Offerings

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Samuel Kazman.
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