Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Samuel Borleis is a financial advisor with Arete Wealth Advisors, LLC. William has been in the industry since June 2, 1994. William holds the Series 6, 7, 31 and 63 securities licenses, as well as the Series 65 investment advisor license. William also has insurance licenses for life, long-term care and fixed annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
TN
12/07/2022 - Present
Arete Wealth Advisors, LLC (Spring Hill TN)
TN
01/27/2017 - 12/06/2022
CENTER STREET SECURITIES, INC. (NASHVILLE TN)
TN
04/21/2015 - 10/22/2015
FSC SECURITIES CORPORATION (SPRING HILL TN)
TN
06/30/2014 - 04/17/2015
LPL FINANCIAL LLC (SPRING HILL TN)
TN
07/10/2008 - 07/01/2014
FSC SECURITIES CORPORATION (SPRING HILLS TN)
TN
06/22/2007 - 06/05/2008
AXA ADVISORS, LLC (NASHVILLE TN)
TN
03/06/2007 - 06/25/2007
MML INVESTORS SERVICES, INC. (BRENTWOOD TN)
TN
12/15/2006 - 02/15/2007
FSC SECURITIES CORPORATION (BRENTWOOD TN)
TN
10/21/2002 - 11/02/2006
FSC SECURITIES CORPORATION (BRENTWOOD TN)
AZ
02/02/1999 - 10/18/2002
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
01/30/1996 - 12/31/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
10/13/1992 - 01/24/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
Issued 05/29/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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