Unclaimed
William Salisbury Culman is a financial advisor with Third Seven Capital LLC. William is a Series 7, Series 55 and Series 63 licensed professional with over 18 years of experience in the financial services industry. William has previously worked at WAVECREST SECURITIES LLC, ELEVATION, LLC, SOLEIL SECURITIES CORPORATION, PALI CAPITAL, INC., GERARD KLAUER MATTISON & CO., INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION, DEUTSCHE BANK SECURITIES INC. and ALEX. BROWN & SONS INCORPORATED. William's registration is active in California, Connecticut, Florida, Illinois, Maryland, New Jersey and New York. William's experience spans across various industries and financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2018 - Present
Third Seven Capital LLC (NEW YORK NY)
TN
07/12/2016 - 12/31/2017
WAVECREST SECURITIES LLC (BRENTWOOD TN)
NY
08/26/2010 - 01/26/2011
ELEVATION, LLC (NEW YORK NY)
NY
07/16/2003 - 07/15/2008
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
09/24/2002 - 01/22/2003
PALI CAPITAL, INC. (NEW YORK NY)
NY
12/22/2000 - 06/29/2001
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
NJ
06/10/1999 - 10/20/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/14/1999 - 07/16/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
08/19/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 09/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/17/2003
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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