Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Sa is a financial advisor with Wells Fargo Clearing Services, LLC. William has been in the financial services industry since 2012. William holds the Series 6, 7, 63, and 65 licenses and the SIE exam. William is also a registered investment advisor in California and Texas. William has been working with Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC since 2012. William has experience with CITIGROUP and Unison Home Co- Investment Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/16/2023 - Present
Wells Fargo Clearing Services, LLC (GREENBRAE CA)
CA
01/22/2020 - 04/12/2023
CITI PRIVATE ADVISORY, LLC (San Francisco CA)
CA
01/22/2020 - 04/12/2023
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
08/06/2012 - 04/18/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN ANSELMO CA)
IA
Issued 03/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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