Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Valker is a registered representative with Charles Schwab & CO., Inc. William has been in the financial services industry since March 5, 2020. William is licensed in Nebraska. William's previous employment includes TD Ameritrade, Inc. William has passed the Series 63, Series 7TO, Series 24 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
04/21/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
01/04/2024 - 07/29/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
09/07/2023 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
03/06/2020 - 04/21/2023
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 04/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/06/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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