Unclaimed
William S. Murray is a financial professional with over six years of experience in the industry. William is currently a registered representative with Raymond James & Associates, Inc. William has previously worked with NOMURA SECURITIES INTERNATIONAL, INC. and RBC CAPITAL MARKETS, LLC. William holds the Series 27, SIE, and Series 99 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/10/2019 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
08/27/2012 - 03/09/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
08/07/2012 - 08/16/2012
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 09/28/2021
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/09/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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