Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Russell Smith is a financial advisor currently registered with Fidelity Brokerage Services LLC. William Russell Smith is a licensed Series 7, Series 24, Series 63, Series 99TO, and SIE representative. William Russell Smith has been in the financial industry since 2006. William Russell Smith has been associated with Fidelity Brokerage Services LLC since 2018. Previously, William Russell Smith was registered with National Financial Services LLC from 2010 to 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
02/07/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
04/12/2010 - 01/22/2018
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
09/29/2006 - 03/01/2010
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/03/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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