Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robins is a financial advisor who has been in the industry since 2014. William is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds Series 66, Series 7, and SIE licenses. William has also been previously employed with Oppenheimer & Co. Inc., J.P. Morgan Securities LLC, and Wells Fargo Advisors, LLC. William is registered with the following states: California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, New Hampshire, New Jersey, New York, and Vermont. William has specializations in: Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, Pension Consulting and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/27/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (STAMFORD CT)
CT
04/20/2018 - 01/10/2020
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
10/05/2016 - 05/02/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
CT
09/09/2014 - 10/04/2016
WELLS FARGO ADVISORS, LLC (OLD GREENWICH CT)
BOTH
Issued 10/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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