Unclaimed
William Russell Jones is a securities professional with over 20 years of experience in the financial industry. William is currently registered with T3 Trading Group, LLC. William holds a Series 7, 6, 63, 24, 57TO, 99TO, and SIE licenses. William has been registered in New York, New Jersey and Indiana. William has also been previously registered with OPEN TO THE PUBLIC INVESTING, INC., WTS PROPRIETARY TRADING GROUP LLC, WORLD-XECUTION STRATEGIES, DIMENSION SECURITIES, LLC, DIMENSION TRADING GROUP, LLC, DIMENSION BROKERAGE, LLC, ASSENT LLC, ANDOVER BROKERAGE, L.L.C., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and BARRON CHASE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/31/2014 - Present
T3 Trading Group, LLC (New York NY)
NY
02/22/2016 - 05/28/2021
OPEN TO THE PUBLIC INVESTING, INC. (New York NY)
NY
02/06/2012 - 01/23/2015
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
04/18/2012 - 01/06/2015
WORLD-XECUTION STRATEGIES (NEW YORK NY)
NY
10/03/2006 - 04/05/2012
DIMENSION SECURITIES, LLC (NEW YORK NY)
NY
03/04/2011 - 03/28/2012
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
04/17/2006 - 01/30/2009
DIMENSION BROKERAGE, LLC (NEW YORK NY)
IL
03/03/2003 - 12/16/2004
ASSENT LLC (BOLINGBROOK IL)
NY
03/20/2001 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
MA
08/27/1998 - 03/22/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/27/1998 - 03/22/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
04/30/1998 - 06/23/1998
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BC
Issued 05/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/29/1998
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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