Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Hagen is a financial advisor with Raymond James & Associates, Inc. with over 40 years of experience in the industry. William is registered with FINRA and has a Series 6, 7, 31 and 63 license. William's previous employment includes roles at WELLS FARGO ADVISORS, LLC, MORGAN STANLEY & CO., INCORPORATED, MORGAN STANLEY DW INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MML INVESTORS SERVICES, INC., and MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY. William is also a Director of Florida State University Boosters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/26/2013 - Present
Raymond James & Associates, Inc. (TALLAHASSEE FL)
FL
03/20/2008 - 07/31/2013
WELLS FARGO ADVISORS, LLC (TALLAHASSEE FL)
FL
04/02/2007 - 03/24/2008
MORGAN STANLEY & CO., INCORPORATED (TALLAHASSEE FL)
FL
04/09/1999 - 04/02/2007
MORGAN STANLEY DW INC. (TALLAHASSEE FL)
NY
12/21/1982 - 04/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
01/02/1988 - 03/29/1988
MML INVESTORS SERVICES, INC.
NA
08/09/1982 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 08/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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