Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Downing is a financial advisor in Phoenix, Arizona, affiliated with Dinan Capital Advisors. William has been in the financial services industry since September 1, 2010. William holds the Series 63, 66, 7, 24, and 79 securities licenses. William is also registered in Arizona. William has previous experience at American Express Financial Advisors Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
01/04/2012 - Present
Dinan Capital Advisors (PHOENIX AZ)
MN
10/24/2002 - 02/25/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/24/2002 - 02/25/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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