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William Roy Downing

Dinan Capital Advisors

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About William Roy Downing

William Downing is a financial advisor in Phoenix, Arizona, affiliated with Dinan Capital Advisors. William has been in the financial services industry since September 1, 2010. William holds the Series 63, 66, 7, 24, and 79 securities licenses. William is also registered in Arizona. William has previous experience at American Express Financial Advisors Inc. and IDS Life Insurance Company.

Firm Information

William Downing is currently registered with Dinan Capital Advisors. Dinan Capital Advisors is a Limited Liability Company formed on February 16, 2011. The firm is registered in Arizona, California, Georgia, Illinois, and Tennessee and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Downing’s Registration & Firm History

AZ

01/04/2012 - Present

Dinan Capital Advisors (PHOENIX AZ)

MN

10/24/2002 - 02/25/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/24/2002 - 02/25/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/06/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/06/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2013

Series 7 - General Securities Representative Examination

BC

Issued 07/21/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Roy Downing.
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