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William Roy Carney

B. C. Ziegler AND Co.

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About William Roy Carney

William Carney is a financial professional with over 30 years of experience in the financial industry. William is currently registered with B. C. Ziegler And Co. in Illinois. William was previously registered with DAIN RAUSCHER INCORPORATED in New York and Texas. William has a strong background in municipal securities and investment banking. William holds Series 7, Series 52, Series 63, and Series 79 licenses.

Firm Information

William Carney is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Carney’s Registration & Firm History

IL

06/01/1999 - Present

B. C. Ziegler AND Co. (CHICAGO IL)

NY

03/02/1998 - 05/25/1999

DAIN RAUSCHER INCORPORATED (NEW YORK NY)

NA

01/02/1998 - 03/02/1998

DAIN RAUSCHER INCORPORATED

TX

04/24/1990 - 01/02/1998

RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 01/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Roy Carney.
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