Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Wilcox is a financial advisor with over 25 years of experience in the financial services industry. William Wilcox is currently registered with LPL Financial LLC and has held previous positions with CETERA INVESTMENT SERVICES LLC, USAA FINANCIAL ADVISORS, INC., TRANSAMERICA FINANCIAL ADVISORS, INC, BB&T INVESTMENT SERVICES, INC., EDWARD JONES, FIRST LEGACY SECURITIES, LLC, LINSCO/PRIVATE LEDGER CORP., SUNAMERICA SECURITIES, INC. and CHUBB SECURITIES CORPORATION. William Wilcox holds licenses in Series 6, Series 7, Series 24, Series 63 and Series 65 and has experience in both investment advisory and brokerage services. William Wilcox provides a variety of services to his clients, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. William Wilcox is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
12/17/2018 - Present
LPL Financial LLC (ROME GA)
GA
12/08/2014 - 12/17/2018
CETERA INVESTMENT SERVICES LLC (ROME GA)
FL
06/03/2014 - 12/03/2014
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
11/21/2012 - 08/20/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (BELLEAIR BLUFFS FL)
FL
02/16/2010 - 05/07/2012
BB&T INVESTMENT SERVICES, INC. (SPRING HILL FL)
FL
07/20/2009 - 09/29/2009
EDWARD JONES (TREASURE ISLAND FL)
GA
07/07/2004 - 07/20/2009
FIRST LEGACY SECURITIES, LLC (ROME GA)
SC
09/28/1999 - 07/16/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
12/12/1997 - 09/29/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IN
06/14/1995 - 12/10/1997
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 04/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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