Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Ronald Bailey is a registered representative with Raymond James & Associates, Inc., with a branch office located in Jackson, Mississippi. William has been in the financial services industry for over 35 years, holding both a Series 7 and Series 63 license. William has also passed the Series 9, Series 10, and Series 24 exams. William has previously worked for Morgan Keegan & Company, Inc., AMSOUTH INVESTMENT SERVICES, INC., INVEST FINANCIAL CORPORATION, CAPITAL BROKERAGE CORPORATION, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. William holds registrations in several states, including Alabama, Colorado, Connecticut, Florida, Georgia, Illinois, Louisiana, Mississippi, New York, North Carolina, Ohio, Tennessee, and Texas. William provides financial planning and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
02/13/2013 - Present
Raymond James & Associates, Inc. (JACKSON MS)
MS
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
MS
02/14/2000 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (CLINTON MS)
WI
09/11/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
VA
02/02/1989 - 10/23/1998
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NA
08/20/1987 - 10/18/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
BC
Issued 01/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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