Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rolfe Shinen is a financial advisor with Raymond James Financial Services Advisors, Inc., operating out of their Westminster, CA branch office. William has been in the industry since 1983 and has experience with Raymond James Financial Services Advisors, Inc. and several other firms. William holds Series 63, 40, and 7 licenses. William is registered in 12 states including California, Florida, Texas and others. William has specialized expertise in areas like financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
08/14/2017 - Present
Raymond James Financial Services Advisors, Inc. (WESTMINSTER CA)
FL
02/20/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
07/29/1992 - 02/16/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
07/22/1980 - 02/17/1987
WM. E. POLLOCK & CO., INC.
NA
07/13/1978 - 07/30/1980
A. G. BECKER INCORPORATED
NA
10/03/1977 - 07/13/1978
A. G. BECKER INCORPORATED
BC
Issued 08/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1978
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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