Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rolfe Shinen is a registered representative with Raymond James Financial Services Advisors, Inc. William Shinen has been in the financial services industry since 1983. William Shinen has passed the Series 7, Series 63, and Series 40 exams. William Shinen has been a registered representative for Raymond James Financial Services, Inc. since 1999 and has been a registered representative for Raymond James Financial Services Advisors, Inc. since 2009. William Shinen is registered to provide investment advice in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
08/14/2017 - Present
Raymond James Financial Services Advisors, Inc. (WESTMINSTER CA)
FL
02/20/1996 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MO
07/29/1992 - 02/16/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NA
07/22/1980 - 02/17/1987
WM. E. POLLOCK & CO., INC.
NA
07/13/1978 - 07/30/1980
A. G. BECKER INCORPORATED
NA
10/03/1977 - 07/13/1978
A. G. BECKER INCORPORATED
BC
Issued 8/7/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1978
Series 40 - Registered Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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