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William Roger Witherow

Thoroughbred Financial Services, LLC

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About William Roger Witherow

William Witherow is a financial professional with over 20 years of experience in the industry. William is currently registered with Thoroughbred Financial Services, LLC and has previously worked for Signator Investors, Inc. and Thoroughbred Financial Services, LLC. William is licensed in Alabama and Tennessee and holds the Series 6, SIE, and Series 63 licenses. William specializes in financial planning, portfolio management for individuals, and selection of other advisors. William and Thoroughbred Financial Services, LLC work with high net worth individuals, corporations, and pension and profit-sharing plans.

Firm Information

William Witherow is currently registered with Thoroughbred Financial Services, LLC. Thoroughbred Financial Services, LLC is an investment advisor headquartered in Brentwood, TN, with a history dating back to 1999. They serve a diverse clientele including individuals, corporations, businesses, and pension plans. They are registered with the SEC and 45 state regulators and offer a comprehensive range of services, including financial planning, portfolio management, and selection of other advisors. Thoroughbred manages over $2.9 billion in assets for over 6,300 client accounts and offers a wrap fee program.
Thoroughbred Financial Services, LLC

5110 MARYLAND WAY, SUITE 300

BRENTWOOD, TN 37027-7508

$2.91B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Witherow’s Registration & Firm History

TN

07/27/2011 - Present

Thoroughbred Financial Services, LLC (COLUMBIA TN)

TN

08/24/2009 - 05/26/2010

SIGNATOR INVESTORS, INC. (NASHVILLE TN)

TN

05/16/2002 - 09/10/2007

THOROUGHBRED FINANCIAL SERVICES, LLC (COLUMBIA TN)

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Licenses & Designations

BC

Issued 10/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Roger Witherow.
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