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William Roger Witherow

Thoroughbred Financial Services, LLC

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About William Roger Witherow

William Roger Witherow is a registered representative with Thoroughbred Financial Services, LLC. William has been in the financial industry since 1986. William is also a registered investment advisor with Thoroughbred Financial Services, LLC in Tennessee. William holds Series 7, Series 63, and SIE licenses. Prior to joining Thoroughbred Financial Services, LLC, William worked at Advanced Financial Planning Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Taylor Financial Securities, Inc., FSC Securities Corporation, and Integrated Resources Equity Corporation. William has a long and successful career in the financial industry.

Firm Information

William Witherow is currently registered with Thoroughbred Financial Services, LLC. Thoroughbred Financial Services, LLC is an investment advisor headquartered in Brentwood, TN, with a history dating back to 1999. They serve a diverse clientele including individuals, corporations, businesses, and pension plans. They are registered with the SEC and 45 state regulators and offer a comprehensive range of services, including financial planning, portfolio management, and selection of other advisors. Thoroughbred manages over $2.9 billion in assets for over 6,300 client accounts and offers a wrap fee program.
Thoroughbred Financial Services, LLC

5110 MARYLAND WAY, SUITE 300

BRENTWOOD, TN 37027-7508

$2.91B

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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William Witherow’s Registration & Firm History

TN

01/07/2004 - Present

Thoroughbred Financial Services, LLC (COLUMBIA TN)

TN

06/28/2000 - 12/21/2000

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)

TN

06/02/1997 - 04/01/2000

ADVANCED FINANCIAL PLANNING SECURITIES CORPORATION (BRENTWOOD TN)

IN

11/28/1990 - 05/28/1997

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

11/28/1990 - 05/28/1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

TN

01/30/1987 - 05/01/1990

TAYLOR FINANCIAL SECURITIES, INC. (BRENTWOOD TN)

NA

11/01/1985 - 02/11/1987

FSC SECURITIES CORPORATION

NA

07/24/1985 - 11/08/1985

INTEGRATED RESOURCES EQUITY CORPORATION

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Licenses & Designations

BC

Issued 07/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Roger Witherow.
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