Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Pickering is a financial advisor with Concourse Financial Group Securities, Inc. William has been in the financial services industry since January 29, 2001. William is registered with FINRA as a registered representative and holds the Series 6, Series 26, Series 63, and Series 65 licenses. William is also licensed to provide investment advisory services in 36 states. William specializes in investment advisory services for individuals, corporations, businesses, pension and profit-sharing plans, charitable organizations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/29/2017 - Present
Concourse Financial Group Securities, Inc. (NEW SMYRNA BEACH FL)
FL
01/30/2001 - 09/13/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (Sanford FL)
BC
Issued 02/20/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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