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William Rodrick Carrillo

U.s. Bancorp Investments, Inc.

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About William Rodrick Carrillo

William Carrillo is a financial advisor registered with U.S. Bancorp Investments, Inc. in Highlands Ranch, CO. William Carrillo holds a Series 7 and Series 66 license and has been active in the industry since September 24, 2012. In addition to U.S. Bancorp Investments, Inc., William Carrillo has also been registered with BBVA Securities Inc. and BancWest Investment Services, Inc. William Carrillo has been registered in 18 states, and specializes in areas such as Portfolio Management for Individuals, Portfolio Management for Businesses, Selection of Other Advisers, Publication of Periodicals, and Financial Planning. William Carrillo also performs live music as a performer/entertainer and is a homeowner/landowner where mineral rights are located.

Firm Information

William Carrillo is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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William Carrillo’s Registration & Firm History

CO

06/10/2024 - Present

U.s. Bancorp Investments, Inc. (Highlands Ranch CO)

CO

03/11/2016 - 07/24/2018

BBVA SECURITIES INC. (HIGHLANDS RANCH CO)

CO

08/15/2015 - 03/09/2016

BANCWEST INVESTMENT SERVICES, INC. (CONIFER CO)

CO

09/13/2012 - 08/03/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BOTH

Issued 09/28/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Rodrick Carrillo.
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