Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Zolpe is a financial professional with over 30 years of experience in the securities industry. William is currently registered with Dash Financial Technologies LLC. William has held previous registrations with several firms including Convergex Execution Solutions LLC, Associated Options, Inc., M.E.B. Options Inc., Miller Tabak + Co., LLC, and Miller Tabak Hirsch & Co.. William is licensed to sell securities in Illinois. William's professional certifications include Series 7, Series 41, Series 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
12/01/2015 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
10/20/2008 - 11/30/2015
ASSOCIATED OPTIONS, INC. (CHICAGO IL)
IL
05/16/2007 - 10/01/2008
M.E.B. OPTIONS INC. (CHICAGO IL)
IL
03/16/2007 - 04/27/2007
ASSOCIATED OPTIONS, INC. (CHICAGO IL)
NY
07/07/2000 - 01/03/2007
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
11/01/1984 - 07/07/2000
MILLER TABAK HIRSCH & CO. (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1993
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1985
Series 41 - NYSE Allied Member Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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