Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Weempe is a financial professional with over 20 years of experience in the financial services industry. William is currently registered with Frost Brokerage Services, Inc. and is located in CORPUS CHRISTI, TX. William previously held positions with Herndon Plant Oakley, LTD. and Wells Fargo Investments, LLC. William holds the Series 7, 9, 10, 66 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
06/14/2018 - Present
Frost Brokerage Services, Inc. (CORPUS CHRISTI TX)
TX
01/29/2008 - 10/23/2015
FROST BROKERAGE SERVICES, INC. (CORPUS CHRISTI TX)
TX
10/26/2004 - 01/30/2008
HERNDON PLANT OAKLEY, LTD. (CORPUS CHRISTI TX)
CA
12/13/2000 - 06/17/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
08/24/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 10/13/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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