Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Walker is a financial advisor with over 12 years of experience in the industry. William is currently registered as a registered representative with Concorde Asset Management, LLC and is also a registered investment advisor. William has experience working with a variety of clients including individuals, families, and small businesses. William specializes in financial planning, portfolio management, and insurance products. William is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees from other advisors
1
2
CA
04/14/2023 - Present
Concorde Asset Management, LLC (Santa Clarita CA)
CA
01/06/2012 - 12/06/2022
TRANSAMERICA FINANCIAL ADVISORS, INC (GARDENA CA)
CA
04/29/2010 - 01/06/2012
WORLD GROUP SECURITIES, INC. (TORRANCE CA)
IA
Issued 11/14/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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