Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Van cleave is a financial advisor with over 14 years of experience in the financial services industry. William is currently registered with RBC Capital Markets, LLC, a leading investment firm. Previously, William worked with American Enterprise Investment Services Inc. and Ameriprise Financial Services, Inc. William holds Series 6, 7 and 63 licenses as well as the Securities Industry Essentials (SIE) exam. William specializes in providing financial advice to individuals, corporations, charitable organizations, and other entities. William is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
05/19/2022 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/27/2015 - 05/06/2022
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
08/02/2011 - 12/17/2014
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/07/2010 - 06/30/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
CA
06/25/2007 - 12/03/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
02/06/2006 - 07/05/2006
PRUCO SECURITIES, LLC. (ST. LOUIS PARK MN)
BC
Issued 02/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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