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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Swartz is a financial advisor at SFG Wealth Management. William has over 25 years of experience in the financial services industry and is a Certified Financial Planner. William is registered with FINRA and the state of Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
11/02/2017 - Present
SFG Wealth Management (TOWSON MD)
MD
02/10/2010 - 09/15/2017
TRANSAMERICA CAPITAL, INC. (SEVERNA PARK MD)
MA
05/31/2005 - 12/15/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
06/18/1996 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NC
11/14/1995 - 05/21/1996
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
07/25/1995 - 11/10/1995
FIRST FIDELITY BROKERS, INC. (NEWARK NJ)
NA
07/08/1993 - 08/05/1993
F.N. WOLF & CO., INC.
IA
Issued 01/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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