Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Swanson is a financial professional with over 30 years of experience in the industry. William has held several positions at various firms, including Miller Johnson Steichen Kinnard, Inc., Stifel, Nicolaus & Company, Incorporated, and Northland Securities, Inc. William currently works at Craig-Hallum Capital Group LLC. William is registered with FINRA and the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
02/19/2014 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
MN
01/03/2007 - 02/19/2014
NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)
MN
02/24/2003 - 12/31/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MO
11/09/2001 - 02/24/2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MN
01/01/2001 - 10/18/2001
MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)
MN
03/02/1998 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
02/22/1993 - 05/14/1998
DOUGHERTY SUMMIT SECURITIES LLC (MINNEAPOLIS MN)
NA
10/25/1989 - 02/22/1993
CRAIG-HALLUM, INC.
BC
Issued 10/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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