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William Robert Stout

Nuveen Securities, LLC

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About William Robert Stout

William Stout has been in the securities industry for over 20 years. Currently, William works at Nuveen Securities, LLC in New York, NY. He has previously held positions at FORESIDE FUND SERVICES, LLC, ARDEN SECURITIES LLC, ROBECO SECURITIES, L.L.C., GAM SERVICES, INC., LAZARD FRERES & CO. LLC, and WEATHERLY SECURITIES CORPORATION. William has a Series 63, Series 7, Series 24, and SIE license. He is registered to sell securities in all 50 states, Puerto Rico, and the Virgin Islands.

Firm Information

William Stout is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Stout’s Registration & Firm History

NY

03/24/2016 - Present

Nuveen Securities, LLC (New York NY)

NY

11/25/2014 - 03/18/2016

FORESIDE FUND SERVICES, LLC (New York NY)

NY

12/09/2011 - 01/04/2013

ARDEN SECURITIES LLC (NEW YORK NY)

NY

01/25/2006 - 12/31/2011

ROBECO SECURITIES, L.L.C. (NEW YORK NY)

NY

01/30/2004 - 12/02/2005

GAM SERVICES, INC. (NEW YORK NY)

NY

06/19/2001 - 01/21/2004

LAZARD FRERES & CO. LLC (NEW YORK NY)

NY

03/05/1999 - 06/14/2001

GAM SERVICES, INC. (NEW YORK NY)

NY

08/11/1997 - 09/14/1998

WEATHERLY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/14/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Robert Stout.
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