Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Rubin is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. William has been in the financial industry since 1995 and has held previous registrations with Wells Fargo Investments, LLC, UBS PaineWebber Inc., Prudential Securities Incorporated and Joseph Charles & Assoc., Inc. William holds the Series 63 and Series 65 licenses as well as the Series 7 and SIE. William offers investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/04/2016 - Present
Wells Fargo Clearing Services, LLC (GILBERT AZ)
AZ
03/18/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MESA AZ)
NJ
06/03/1997 - 11/19/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/20/1994 - 05/28/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
05/06/1994 - 06/08/1994
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 09/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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