Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Phillips is a securities professional with over 15 years of experience in the financial industry. William's career began in 2005 at Mellon Securities LLC in Jersey City, NJ. After a brief stint there, William moved to Pittsburgh, PA, where he worked for Mellon Funds Distributor, L.P. William currently works as a registered representative at BNY Mellon Securities Corp. in Pittsburgh, PA. William is licensed in all 50 states and the District of Columbia. William has Series 3, 6, 7, 24, and SIE licenses, as well as a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
08/15/2006 - Present
BNY Mellon Securities Corp. (PITTSBURGH PA)
PA
12/07/2005 - 07/11/2007
MELLON FUNDS DISTRIBUTOR, L.P. (PITTSBURGH PA)
NJ
02/04/2005 - 12/31/2005
MELLON SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 08/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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