Unclaimed
William MacKe is a financial professional with over 20 years of experience in the securities industry. William is currently registered with Fidelity Brokerage Services LLC and has been with the firm since 2007. Prior to that, William worked at Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc. and Olde Discount Corporation. William is licensed to provide investment advice in 53 states, including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. William holds a wide range of securities licenses including Series 7, Series 9, Series 10, Series 31, Series 52, and Series 63. William is also a registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
09/26/2007 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
04/02/2007 - 06/26/2007
MORGAN STANLEY & CO., INCORPORATED (CINCINNATI OH)
OH
05/09/2001 - 04/02/2007
MORGAN STANLEY DW INC. (CINCINNATI OH)
MI
04/12/1996 - 06/18/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 05/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/11/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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