Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Kraus is a financial professional with over 28 years of experience in the securities industry. William is currently registered with Finalis Securities LLC in New York, NY and is also registered with the state of Arizona. William previously worked at Arlington Capital Services, LLC in Birmingham, AL and M&A Securities Group, Inc. in Kansas City, MO. William holds FINRA Series 7, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/17/2024 - Present
Finalis Securities LLC (New York NY)
AL
06/04/2020 - 10/03/2023
ARLINGTON CAPITAL SERVICES, LLC (BIRMINGHAM AL)
MO
06/16/2017 - 07/10/2020
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
CT
10/23/1996 - 12/11/1998
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
CT
05/16/1995 - 04/09/1996
DAVENPORT CAPITAL, L.P. (NE WHAVEN CT)
BC
Issued 05/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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