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William Robert Johnson

Northwestern Mutual Investment Services, LLC

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About William Robert Johnson

William Robert Johnson is an Investment Advisor Representative associated with Northwestern Mutual Investment Services, LLC. William has been in the industry since 1976 and has been registered with FINRA and the SEC since 2004. William holds licenses in Series 63, Series 65, Series 7, and Series 6TO exams. William offers investment advisory services and referrals to other advisors. William's clients are comprised of banking or thrift institutions.

Firm Information

William Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

3920 Arkwright Rd

Macon, GA 31210

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Johnson’s Registration & Firm History

GA

08/10/2005 - Present

Northwestern Mutual Investment Services, LLC (Macon GA)

GA

03/01/1991 - 05/06/1991

FSC SECURITIES CORPORATION (ATLANTA GA)

NY

10/27/1984 - 05/30/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/03/1975 - 08/16/1983

MONY SECURITIES CORP.

NA

03/03/1975 - 08/16/1983

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

IA

Issued 11/27/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/5/2004

Series 7 - General Securities Representative Examination

BC

Issued 2/24/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Robert Johnson.
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