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William Robert Johnson

Northwestern Mutual Investment Services, LLC

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About William Robert Johnson

William Robert Johnson is a financial professional who has been in the industry since 1976. William has held a variety of positions at different firms over the years, including Northwestern Mutual Investment Services, LLC. William is currently registered with Northwestern Mutual Investment Services, LLC in Georgia. William is a Certified Financial Planner and a Chartered Financial Consultant.

Firm Information

William Johnson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Johnson’s Registration & Firm History

GA

08/10/2005 - Present

Northwestern Mutual Investment Services, LLC (Macon GA)

GA

03/01/1991 - 05/06/1991

FSC SECURITIES CORPORATION (ATLANTA GA)

NY

10/27/1984 - 05/30/1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

03/03/1975 - 08/16/1983

MONY SECURITIES CORP.

NA

03/03/1975 - 08/16/1983

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

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Licenses & Designations

IA

Issued 11/27/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/10/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2004

Series 7 - General Securities Representative Examination

BC

Issued 02/24/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Robert Johnson.
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