Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Holton is a financial advisor with Northwestern Mutual Investment Services, LLC in Rocky River, Ohio. William Holton has been a registered representative in the financial services industry since 1982. William Holton is licensed to sell securities in 7 states. William Holton holds Series 6, Series 63, and SIE securities licenses. William Holton has previous experience with TODD SECURITIES, INC., NATHAN & LEWIS SECURITIES, INC., and KEOGLER, MORGAN & COMPANY, INC.. William Holton is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
OH
05/03/1982 - Present
Northwestern Mutual Investment Services, LLC (Rocky River OH)
OH
01/02/2003 - 10/18/2006
TODD SECURITIES, INC. (CLEVELAND OH)
NY
12/19/1996 - 12/31/2002
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
GA
09/20/1994 - 12/13/1996
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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