Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Robert Graves is an investment advisor representative with Columbia Management Investment Advisers, LLC in Boston, MA. William Robert Graves is registered with the state of Massachusetts as an Investment Advisor Representative. William Robert Graves has been in the industry since 2001. William Robert Graves has been registered with Columbia Management Investment Advisers, LLC since 2010. Prior to that, William Robert Graves was registered with RiverSource Distributors, Inc., Linsco/Private Ledger Corp., New England Securities, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset liability management, credit analysis & asset allocation svcs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
08/19/2010 - Present
Columbia Management Investment Advisers, LLC (BOSTON MA)
MN
08/30/2007 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MA
04/21/2004 - 08/14/2007
LINSCO/PRIVATE LEDGER CORP. (BOSTON MA)
NY
07/26/2002 - 01/08/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/30/1997 - 08/24/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/17/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1997
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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